Client Annual Reviews
Failed Regulatory Audits
ComplianceEdge is a revolutionary Trade Surveillance and Account Monitoring platform that enables Broker Dealers, RIAs, and Bank Trust companies to provide their clients with the highest levels of stewardship, while exceeding the ever-evolving regulatory guidelines. Using our expertise of regulators, investment data, as well as the fiduciary, brokerage, and advisory investment processes; we create the highest standard of outcomes for our clients' compliance and risk groups.Learn More
Wealth Management Platform
InvestEdge’s Wealth Management Platform helps investment firms more effectively aggregrate, transform, transact, and present complex investment data to better serve HNW & UHNW investors. The solution enables firms to streamline operations, simplify workflows, and build stronger, deeper, and more profitable client relationships while meeting all regulatory guidelines.Learn More
Snowden Lane Partners Selects ComplianceEdge
Snowden Lane selects the ComplianceEdge Trade Surveillance & Account monitoring platform to improve accuracy & efficiency.Download Now
InvestEdge Adds Former FINRA Compliance Officer to Its Team – Strengthening its Industry Leading Trade Surveillance and Account Monitoring Compliance Platform
Implementing new technology is always a challenge, but InvestEdge's knowledgeable onboarding team made the transition to a new solution a seamless process within a tight implementation deadline.
Traci Spanier CSCP, Senior Vice President & Co-Chief Compliance Officer of Northland Securities.
We are extremely pleased with the ComplianceEdge solution, which has so far proven to be an incredibly well-designed product. The implementation process has been exceptional, allowing a seamless transition from our legacy vendor.
Richard West, General Counsel & Chief Compliance Officer of Snowden Lane Partners.
We view InvestEdge as a trusted partner who understands our business, helps us execute with scalability and efficiently and most importantly positions us to focus on exceeding our clients’ expectations.
Heath Sorenson, COO Midland States Bank - Wealth Management.
With InvestEdge, we've automated tasks such as account rebalancing and performance reporting, providing significant time savings for our portfolio managers. As a result, our front office has more time for client servicing and revenue-generating activities.
The quality, timeliness and accuracy of the presentations we deliver are unparalleled. This is highly valued by our high net worth and institutional clients.
Some of the largest and most reputable firms in the industry are using InvestEdge.
Deep knowledge of the investment process and compliance arena have always been our north star. It enables us to deliver unparalleled outcomes for our customers and their clients.