Redefine Compliance Monitoring
InvestEdge’s Compliance Solution Provides a Better Way
We are redefining compliance monitoring using a process unlike any other. Our enhanced solution offers wealth managers unprecedented flexibility in managing and minimizing risk from the front office to the back office.
- Cut down on secondary reviews and oversight
- Reassign routine administrative reviews to middle-office employees
- Leverage workflow and documentation capabilities
- Configurable exception-based criteria, alerts, and workflows