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Compliance and Fiduciary Monitoring
By: InvestEdge | Dec 03, 2020 | Compliance and Fiduciary Monitoring
Abstract Wealth managers increasingly are recognizing compliance as a business multiplier as opposed to a cost center. The InvestEdge Compliance and Surveillance platform was designed to deliver visibility onto processes across the technology value chain, while shifting work from the (expensive) front office to the back.Read More
By: InvestEdge | Sep 02, 2020 | Compliance and Fiduciary Monitoring
Sanctuary Wealth, home to the next generation of elite financial advisors, has added the InvestEdge Compliance and Surveillance application to its open architecture platform.Read More
By: InvestEdge | Jul 15, 2020 | Compliance and Fiduciary Monitoring
InvestEdge CTO Jeff Cowley explains why it’s important to offer a Compliance platform that can holistically service SEC and FINRA based accounts, along with traditional fiduciary trust accounts regulated by the OCC Reg. 9 policy.Read More
By: InvestEdge | Jan 07, 2020 | Compliance and Fiduciary Monitoring
Wealth Management.com Magazine 2020 Market Outlook Featured ArticleAs we turn the page on a new decade, the time has come for wealth managers to revisit and update their compliance monitoring capabilities and processes.
By: InvestEdge | Sep 18, 2019 | Compliance and Fiduciary Monitoring
Wealth Management.com Magazine 2019 Midyear Outlook Featured ArticleIn today's financial landscape, increased regulations have led to a significant rise in the amount of time and money banks and financial institutions spend on compliance monitoring. To address the evolving pain points associated with an intensifying regulatory spotlight, investment management firms and financial institutions need tools that are uniquely positioned to focus on bank guidance from the Office of the Comptroller of the Currency (OCC) regarding asset management.
By: InvestEdge | Jul 23, 2019 | Compliance and Fiduciary Monitoring
PHILADELPHIA, July 23, 2019 /PRNewswire/ -- InvestEdge, a leading provider of innovative financial advisory solutions, announced the release of Compliance Middle Office Management (Compliance MOM), offering new capabilities to its compliance monitoring system. These new capabilities are designed to reduce compliance costs incurred by wealth managers while maintaining the quality of each conducted review.
InvestEdge CTO Jeffrey Cowley discusses some of the current trends in compliance around centralization of activity, outsourcing, and business segmentation. Check out the full discussion courtesy of Craig Iskowitz, Founder & CEO of Ezra Group.Read More
By: InvestEdge | Apr 04, 2019 | Client Reporting, Compliance and Fiduciary Monitoring, Infographics, Performance Measurement, Portfolio Management, Rebalancing and Trading, Uncategorized
We surveyed users about their personal experience with InvestEdge's suite of Investment Technology solutions. Users across various roles weighed in on the top attributes of the InvestEdge application within their business.Read More
Spend less time double checking red flags and more time fostering relationships by incorporating a comprehensive approach to mitigating risk and managing compliance. Learn how from the final video of our three-part series "Maximizing the Power of UMAs."Read More