
Fostering a Culture of Compliance for the DOL Fiduciary Rule
By: InvestEdge | Aug 31, 2017 | Compliance and Fiduciary Monitoring
After numerous delays, updates and court decisions, the future of the DOL Rule remains uncertain. While regulators still have not offered a clear picture of what to expect, advisory firms are using this time to examine their processes and payment structures to ensure they will be prepared to comply.
Read MoreFeature Article from Private Asset Management Magazine: Reporting for duty.
By: InvestEdge | Dec 01, 2015 | Client Reporting
PAM's briefing takes a look at the challenges facing wealth advisors attempting to optimize their client reporting process, including increasingly complex portfolio structures, changing client demographics and difficulties in integrating technologies.
Read MoreReporting: The “Secret Sauce” that Delivers…
By: InvestEdge | Jul 07, 2015 | Client Reporting, White Papers
You've just gotten a call from one of your most important clients. She's in town unexpectedly and wants to meet with you this afternoon to review her investments. What do you do? If you're like many investment advisors, you scramble. You cancel other client appointments and calls. You put off other work. You call in support staff, and together you go on a treasure hunt, looking for information in a half-dozen Excel spreadsheets and PowerPoint presentations, pulling data from the firm's automated systems, then writing commentary and cobbling it all together into a report that looks...well, cobbled together.
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